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SFC consults on proposed subsidiary legislation for implementing an uncertificated securities market in Hong Kong

time:
2023-03-29 08:17:04
views:
46837

SFC concludes consultation on introduction of new regulated activity for depositaries of public funds

time:
2023-03-27 08:30:15
views:
43364

SFC publishes quick reference guides for licensing requirements

time:
2023-03-23 09:13:04
views:
42058

Tonghai Securities Obtains Approval from SFC, Becomes One of the Pioneers to Provide Virtual Asset Related Services in Hong Kong

time:
2023-03-15 11:38:21
views:
41277

SFC issues quarterly report

time:
2023-03-10 09:51:04
views:
43180

SFC and CSRC enter into an MoU on regulatory cooperation

time:
2023-02-18 13:22:04
views:
38293

CSRC and SFC Approve in Principle Expansion of Scope of Underlying Stocks Eligible for Trading Under Chinese Mainland-Hong Kong Stock Connect Mechanisms

time:
2022-12-21 12:01:21
views:
50533

SFC to launch investor identification regime in March 2023

time:
2022-12-13 10:08:29
views:
56205

SFC issues quarterly report

time:
2022-12-07 10:12:41
views:
61460

SFC concludes consultation on the position limit regime and proposes further changes

The Securities and Futures Commission (SFC) today published consultation conclusions and began a further consultation on proposed changes to the position limit regime.

time:
2022-11-22 00:00:00
views:
39832

SFC-HKMA's joint product survey shows increasing participation of intermediaries and investors

The Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) released the findings of their 2021 joint survey on the Sale of Non-exchange Traded Investment Products by licensed corporations (LCs) and registered institutions (RIs) (Note 1).

time:
2022-09-28 10:00:00
views:
46125

Court sets pre-trial review date for unlicensed activities prosecution

The Eastern Magistrates' Court today fixed the pre-trial review date for prosecutions against Mr Tony Choi Yick Man and Mr Ma Yau Tim after they pleaded not guilty to charges by the Securities and Futures Commission (SFC) for unlicensed activities.

time:
2022-09-21 08:00:00
views:
53678

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